Wednesday, June 15, 2011

Sim Lian


SGX
Singapore Exchange (SGX) has strengthened its Risk Management and Regulatory team with new appointments.

Mr Richard Teng has been appointed as Head of Regulation.

He's responsible for overseeing Issuer Regulation, Catalist Regulation, Member Supervision, Market Surveillance and Enforcement.

Mr Teng will closely support Ms Yeo Lian Sim, the Chief Regulatory officer, to fulfil and uphold SGX's regulatory standards.

Mr Kelvin Koh has been appointed Head of Market Surveillance while Ms Annie Ong will be Acting Head of Enforcement.

Ms Agnes Siew has been appointed as Head of Clearing Risk and is responsible for the formulation of risk frameworks for new products and services.

The former Regulatory Policy unit has been expanded to include legal functions related to regulation in order to provide a more holistic perspective in regulatory formulations.

The Regulatory Development & Policy function will be headed by Mr Mohamed Nasser Ismail.

SGX said the changes are effective from July 1 this year, to maintain robust regulation in today's rapidly changing financial landscape.

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